Comment Letters

08/2017 Comment on AICPA Proposed Accounting Standards Update
08/2017 Updated Comments on the Fiduciary Rule
07/2017 Letter to Rep. Adams on Private Equity Fees and Regulation
04/2017 Letter to Speaker Ryan on PBGC Premiums and the Budget
04/2017 Comment on the DOL Fiduciary Rule
02/2017 S. 270, Pension and Budget Integrity Act of 2017
01/2017 Request for Extension on Implementation of Uncleared Swap Margin Rules
12/2016 DOL, IRS, & PBGC Proposed Changes to Form 5500 Annual Report
 07/2016 S. 3240, Pension and Budget Integrity Act of 2016
 04/2016  H.R. 4955, Pension and Budget Integrity Act
 10/2015 Employee Plans Determination Letter Program
 07/2015  DOL Proposed Rule on Conflicts of Interest 
 05/2015 Global Pension Coalition - NBNI G-SIFI 
 04/2015            Joint Statement to Senate Finance Working Group on Savings and Investment
 03/2015  QLACs
 11/2014 Comments on Proposed Rules related to Margin for Uncleared Swaps 
 10/2014 S2855 Trade Letter 
 10/2014 HR5381 Trade Letter 
 05/2014 Re: RP-2014 and MP-2014 Comments 
 05/2014 PBGC Company Letter to Congress 
 02/2014 Nondiscrimination Testing - Comments to Treasury and IRS (Notice 2014-5) 
 08/2013 Pension Benefit Statements Project - DOL ANPRM (RIN 1210-AB20) 
 06/2013

Reportable Events and Certain Other Notification Requirements (RIN 1212-AB06)

 04/2013       Comment Letter to Pensions/Retirement Tax Reform Working Group Committee on Ways and Means

 02/2013          

       

Enhancing Protections Afforded Customers and Customer Funds Held by
Futures Commission Merchants and Derivatives Clearing Organizations (RIN 3038-AD 88) 

09/2012  Global Pension Coalition: Comments on Proposed Rules Related to Margin for Uncleared Swaps 
 08/2012

Proposed Interpretive Guidance Regarding the Cross-Border Application
of the Swap Provision of the Commodity Exchange Act (RIN 3038-AD57)
and Exemptive Order Regarding Compliance with Certain Swap 
Regulations (RIN 3038-AD85) 

 07/2012 Field Assistance Bulleting No. 2012-02 Thank You Letter 
 02/2012 Restrictions of Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds
 12/2011 Further Comments on Protection of Cleared Swaps Customer Contracts
and Collateral 
 11/2011 RIN 3038-AD60 / Swap Transaction Compliance and Implementation
Schedule: Clearing and Trade Execution Requirements 
 11/2011 PBGC - Joint Letter on Premiums
 09/2011 RIN 3038-AD51  Customer Clearing Documentation 
 09/2011 Stable Value Contract Study 
 08/2011 Protection of Cleared Swaps Customer Contracts and Collateral
 07/2011 Further Definition of "Swaps" and "Security Based Swaps"
 07/2011 Margin Requirements of Uncleared Swaps 
 06/2011 Relationship Documentation Requirements for SDs and MSPs 
 06/2011 Reopening of Comment Period SD Repositories
 06/2011 Reconciliation & Portfolio Compression for SDs and MSPs 
06/2011 Business Conduct Standards for SDs and MSPs
04/2011 Swap Trading Relationship Documentation for SDs & MSPs, and 
Orderly Liquidation Termination Provision in Swap Trading
03/2011 Concerns and Questions Pending Commitment Letter
03/2011 Core Principles and Other Requirements 
02/2011 Confirmation, Reconciliation, Compression for SDs & MSPs
02/2011 Swap Data Repositories
02/2011 Further Definition of Swap Dealer
02/2011 Business Conduct Standards for Swap Dealers
02/2011 Ten Organization Joint Comment Letter
02/2011 Swap Data Recordkeeping and Reporting Requirements, Real-time Reporting
of Swap Transactions Data
01/2011 Protection of Cleared Swaps Customers Before and After