Regulation, Reports & Other Guidance

DOL

04/08/2016	Conflict of Interest Rule
04/08/2016	Fact Sheet - Conflict of Interest Rule
03/12/2014	Fee Rule on Fee Disclosure
03/12/2014	Fact Sheet - Proposed Rule on Fee Disclosure
07/03/2013	Advisory Opinion 2013-03A - ERISA Accounts as Plan Assets
05/08/2013	Lifetime Income Illustration Calculator Factsheet
02/03/2013	Advisory Opinion 2013-01A - Application of ERISA to Cleared Swaps

IRS

02/01/2014	IRS Notice 2014-09 - Rollover to Qualified Plans
01/01/2014	IRS Notice 2014-5 - Temporary Nondiscrimination Relief
12/01/2013	IRS Notice 2013-74 - Rollovers to Roth Accounts
10/01/2013	IRS Notice 2013-49 - Mortality Tables for 2014 and 2015
03/01/2012	IRS Notice 2012-04 - Rollovers from DC to DB for Annuity
01/01/2012	IRS Notice 2012-03 - Survivor Annuity Requirements for Deferred Annuities Treasury Fact Sheet - Lifetime Income Choices

PBGC

07/08/2014	Moratorium on 4062(e) Enforcement
04/03/2013	Proposed Rule - Reportable Events
03/25/2014	Enrolled Actuaries Mortality Presentation
03/21/2014	IG Report - 4062(e)
01/01/2014	2013 Annual Report

GAO

02/26/2015	Information for Participants Offered Lump Sums
03/20/2014	Pension Tax Incentives Update
01/23/2014	PBGC Flate-Rate Premium
11/01/2013	Plan Reporting & Disclosure

CFTC

Business Conduct Standards - Swaps

CRS

04/16/2012

Pension Funding PBGC

CEA

02/01/2015

Conflict of Interests

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